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Regulatory Compliance Meaning

Regulatory compliance is the ongoing process by which a company adheres to the laws and regulations set by government authorities. In the fintech and crypto space, this is a massive undertaking that involves everything from verifying user identities (KYC) to ensuring that the financial products being sold are legal in every jurisdiction where the company operates.This requires a robust Internal Control system capable of "Sanctions Screening" and automated data reporting.

In the crypto sector, this also includes "Travel Rule" compliance, which requires exchanges to share sender and receiver information for large transactions, similar to how the SWIFT system operates for traditional bank transfers. These systems must be audited regularly to ensure they are actually functioning as intended.For many crypto startups, compliance is the "Make or Break" factor.

While it is expensive and slows down growth, failing to comply can lead to massive fines, jail time for founders, or the company being banned from the global financial system entirely.

Modern "Compliance-as-a-Service" providers allow smaller firms to "outsource" these technical hurdles, enabling them to launch compliant products without having to hire a massive in-house legal team.

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Important Disclaimer:

Finery Markets BVI Limited (“Finery Markets”) provides software, technology infrastructure, and related Information and Communication Technology (ICT) services on a Software-as-a-Service (“SaaS”) basis. Finery Markets acts solely as a software vendor and does not operate a trading platform, does not intermediate, match, execute, clear, or settle transactions, and does not engage in any activities that would require regulatory authorisation under applicable laws.

Finery Markets’ software is non-custodial and is provided exclusively to licensed institutional entities that act as independent operators of their own environments. All counterparties are solely responsible for establishing and maintaining their own bilateral trading and settlement relationships. Finery Markets is not a party to any such arrangements and assumes no responsibility for the conduct, verification, or compliance obligations of any users of the software.

Nothing on this website shall be construed as a financial promotion, investment advice, or an offer to engage in regulated activities. Access to and use of the software is strictly limited to clients who have entered into a software licensing agreement with Finery Markets. Persons located in jurisdictions where such access is restricted should not rely on this website or any of its contents.

Additional notice to UK visitors: This website and associated communications are not intended to constitute a financial promotion under The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (as amended) and related guidance. Access to services provided by Finery Markets is limited to regulated entities, professional clients and eligible counterparties as set out by the Financial Conduct Authority. UK users are not permitted to use this website for the services of Finery Markets if they don't fall within these categories.